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From
Per Pinstrup-Andersen, Science Council Chair
One of the most important goals of the Science Council
is to help assure that the funds allocated to the CGIAR
are well spent. Given the funds available, we must seek
the greatest reduction in poverty while improving food
security, nutrition and natural resource management.
We will never have enough money to do everything we
want to do, so we must prioritize and allocate funds
to those Centers and programs we believe will have the
greatest impact. But how do we identify these Centers
and programs? One way would be to evaluate past performance.
In fact, during the last couple of years, increasing
attention has been paid to performance measurement and
performance indicators. Such measurements and indicators
may be a useful input into judgments about future allocations
of funds but only if they relate closely to what we
in the CGIAR are trying to accomplish. In other words,
which Centers, programs and projects achieved satisfactory
progress towards meeting the goals of the particular
research and what would be the impact of achieving each
of these goals? But to answer these questions, Centers,
programs and projects must have well defined goals,
timelines, and annual milestones. If the goal is not
appropriately defined, we will not know if or when it
is achieved and if we do not have clearly defined timelines
and periodic milestones, we will not know whether we
are moving towards achieving the goal at an acceptable
speed. This is the logic behind the logframes now used
by all Centers.
So, what's the problem?
The problem is that it is very difficult to measure
progress towards achieving research goals. Unlike other
production processes, one cannot simply count the research
contributions and compare them across programs. The
performance of a factory producing toothpaste may be
counted as the number of tubes produced, the net profits
obtained, or some other easily measured result. This
can then be compared to results from other toothpaste
factories. Not so for research. Attempts to focus performance
measurements on what can be counted and compared across
programs or Centers tend to give misleading results,
because those things that can be counted may not be
good indicators of progress towards achieving impact
on poverty. For example, should a Center that produces
twice the number of refereed journal articles produced
by another Center be allocated twice as much money?
If the final goal of the CGIAR is to produce the largest
number of refereed journal articles, the answer might
be yes, but it is not. Refereed journal articles are
at best a means to an end, not an end in themselves.
It gets even more misleading when we try to aggregate
quantifiable indicators such as number of visitors coming
to a particular Center, number of improved lines released,
number of people trained, number of publications, etc.
The program or Center with the largest total gets the
most money! We can obviously do better than that. A
focus on what can easily be counted and compared across
Centers and programs may also reduce the incentive to
take risks in breaking new ground and seeking new solutions,
using a learning and feedback mode, which is so important
in innovative applied research.
So what am I proposing? I am proposing that we measure
progress towards agreed upon goals by integrating performance
measurement into the logframes. For this to work, we
must strengthen the logframe presentations to include
clearly defined goals, timelines, annual milestones,
and the extent to which the milestones were achieved.
The comparisons across Centers, programs, and projects
would then be based on the progress achieved towards
a clearly defined set of milestones for each Center,
on the relevancy and quality of the science, and on
the congruence of Center goals with system priorities
instead of the sum of a set of quantifiable indicators
that may be more or less irrelevant to the achievement
of the goals. Those donors who wish to allocate funds
on the basis of relative performance in moving towards
agreed upon goals, would be on much firmer ground. Furthermore,
everybody would benefit if donors would agree to a common
performance measurement framework and share a common
set of indicators.
Performance should be measured on the basis of achievement
of outputs, outcomes and, what we are ultimately interested
in, impact. However, we should recognize that Centers
and research programs have less control over impact
and outcome than they have on output. The Science Council
and other CGIAR stakeholders should work together to
strengthen the pathways from research output to impact
on poverty. Judging the performance of individual Centers
and research programs solely on impact might be misleading
because of so many other factors influencing impact
that the individual Center or program has little or
no control over.
The Science Council is fully involved with the Centers,
the Working Group on Performance Management and other
stakeholders in moving towards the integration of performance
measurement in the logframes of Centers and across Center
programs. Hopefully we will have the approach in place
in time for the Centers to strengthen next year's medi-um-term
plans and logframes so they can serve as the basis for
future performance measurement.
Per Pinstrup-Andersen
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